TDCI Securities Division report nearly $600,000 in Fines, Penalties Assessed in 2017
December 14, 2017
Nashville, TN – Nearly $600,000 in fines and penalties were assessed on behalf of Tennessee consumers in 2017 as a result of disciplinary actions taken by the Tennessee of Department of Commerce and Insurance’s (TDCI) Securities division.
A total of 19 disciplinary actions were taken which resulted in the issuance of $598,000 in civil penalties.
$598,000 in civil penalties were assessed in 2017 by the Tennessee of Department of Commerce and Insurance’s (TDCI) Securities division.
