TDCI Securities Division report nearly $600,000 in Fines, Penalties Assessed in 2017
December 14, 2017
Nashville, TN – Nearly $600,000 in fines and penalties were assessed on behalf of Tennessee consumers in 2017 as a result of disciplinary actions taken by the Tennessee of Department of Commerce and Insurance’s (TDCI) Securities division.
A total of 19 disciplinary actions were taken which resulted in the issuance of $598,000 in civil penalties.
$598,000 in civil penalties were assessed in 2017 by the Tennessee of Department of Commerce and Insurance’s (TDCI) Securities division.
Tennessee Securities Division Urges Caution When Investing in Cryptocurrency
December 9, 2017
Nashville, TN – The virtual currency known as cryptocurrency is riding a wave of public interest amid a frenzy of recent news stories touting record high valuations for the digital-only currency.
Bitcoin, which is the most well-known cryptocurrency, broke records this week with its values on Wall Street now topping more than $270 billion, according to news reports.
Before making any decisions about investing in cryptocurrency, TDCI urges Tennessee investors to not be gullible, ask tough questions first and understand the risks before making an investment.
TDCI Securities Division Shares Tips on How to Develop a Financial Plan
October 1, 2017
Nashville, TN – While most Tennesseans understand the importance of saving money for the future, many are unsure of where or how to begin.
To help consumers, the Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is sharing basic steps to develop a financial plan and set financial goals.
Tennessee Department of Commerce & Insurance’s Securities Division gives steps to develop a financial plan and set financial goals.
TDCI Shares 10 Basic Securities Fraud Prevention Tips
August 21, 2017
Nashville, TN – The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division wants to promote a healthier and safer investment climate in Tennessee by educating citizens of all ages on how to recognize and avoid tactics aimed at separating you from your savings.
Tennessee Department of Commerce and Insurance gives tips to help Tennesseans prevent Securities Fraud.
Tennessee Department of Commerce & Insurance Raises Awareness of Financial Scams Aimed at Veterans
November 9, 2016
Department Offers Tips to Help Military Families Identify and Avoid Cons
Nashville, TN – As the state and nation prepare to honor those who have served in the armed forces this Veterans Day, the Tennessee Department of Commerce & Insurance (TDCI) reminds Tennesseans about financial scams targeting veterans and how they can be avoided.
Tennessee Department of Commerce and Insurance Securities Division Issues Cybersecurity Alert to Investment Adviser Firms
September 6, 2016
Nashville, TN – Amidst increasing reports of the prevalence of malicious ransomware infecting unsuspecting computer users throughout North America, the Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division has issued an alert to raise awareness among investment adviser firms of this ever-growing cybersecurity threat.
TDCI Securities Division Offers Tips to Develop a Savings & Investing Strategy
July 24, 2016
Nashville, TN – Most consumers dream of financial independence, but so many fail to achieve it because they never take the first step and create a strategy for reaching their goals.
The Tennessee Department of Commerce & Insurance’s Securities Division encourages consumers concerned with their financial well-being to begin by making a personal investment plan.
Savings & Investing Strategy Tips given by the Tennessee Department of Commerce & Insurance’s Securities Division.
Tennessee Department of Commerce & Insurance Securities Division Fights Fraud with Financial Services Investigations Unit
May 4, 2016
Nashville, TN – Financial predators are experts at deception—using cunning to trick people out of their hard-earned investments.
Fortunately, the Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division offers Tennesseans fraud fighting assistance through its Financial Services Investigations Unit (FSIU).
Tennessee Department of Commerce & Insurance Securities Division offers Tennesseans fraud fighting assistance through its Financial Services Investigations Unit.
Top 10 Tips For Young Investors
January 14, 2016
Nashville, TN – The Tennessee Department of Commerce and Insurance’s (TDCI) Securities Division wants investors of any age and background to always make smart investments.
While some investors might be young, there’s no reason they should ever feel they’re at a disadvantage when it comes to making smart financial choices.
Spend money thinking of your future as well as your present.
